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Risk and Compliance Officer
Reporting to the Chief Operations Officer, Risk and Compliance Officer provides support in the function of Risk and Compliance by advising the Board and Management on any potential risks or threats to compliance that may threaten the operations of SEC Financial services. The Risk and Compliance Officer will identify, assess threats , non-compliance and come up with preventive measures and decide how to avoid, reduce or transfer risks He or she will be re responsible for managing the risk to the company assets, employee’s , customers ,reputation, and stakeholders interests.
Overall Responsibilities
Risk identification in the all the departments
Conduct regular risk and compliance assessments
Checking compliance adherence amongst all the departmen
Manage and prepare all documentation related to risk assessments and reviews of standard operating procedures
Evaluate and grade the gravity of each risk by considering its consequences and evaluate existing policies and procedures to find weaknesses
Develop risk management controls and systems
Design processes to eliminate or mitigate potential risks and create contingency plans to manage crises
Deliver regular risk analysis reports and help implement solutions and plans
Conduct training and risk awareness campaigns.
Manage risk registers
Minimum qualifications
Full Grade 12 Certificate
A Bachelor’s degree / higher diploma in Finance, Risk Management, Accountancy
A minimum of one ( 1) year work experience , ideally in a micro-finance environment
Membership of a professional body will an added advantages.
Attributes
Excellent analytical and investigative skills
excellent communication skills both written and oral
proficient with risk management, audit techniques , with great IT skills
Excellent leadership, interpersonal and conflict management skills
Closing date : 12th April 2024 Address: Suite 6 , Rekays Mall Ndola. Email: success.finservices@gmail.com/ Jonas.mwaba1@gmail.com/ info@entrechoice.com
1/5/2025